Single Participant 401(k) Documents and Forms

Our 401(k) for One plan is designed for one-person business owners to contribute salary deferrals up to $15,000 (for 2007) and 25% of eligible compensation or $44,000 (for 2006) to a self directed account.

To establish a 401 (k) for One, you will need to complete the 401 (k) for One Establishment Documents.

Rollovers are allowed from IRAs and other retirement plans. You can accomplish this with a transfer or rollover form. All of these forms are in the Establishment Documents.

401(k) for One Establishment Documents

401(k) for One Fee Schedule

Qualified Plan Distribution Request

Qualified Plan Beneficiary Distribution Request

QP Loan Package

Investment Authorization

Standing Purchase Instructions