Retirement Trust Accounting (RTA) Documents & Forms

Retirement Trust Accounting (RTA) is a custodial and reporting account for your self-directed retirement plan. It is designed to relieve the plan trustee of the responsibility of reporting and processing all investment activity that occurs in a qualified trust account.

To establish an RTA, you will need to complete the RTA Establishment Documents.

If you are moving your existing qualified plan from another custodian, you will need to complete the Transfer Form.

To authorize an Account Representative to make investments for the account, you will need to complete the Financial Representative Designation form.

All of these forms are in the establishment documents.

Qualified Plan Distribution Request

Qualified Plan Beneficiary Distribution Request

Investment Authorization

Participant Information