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Roth IRA Documents and Forms

The Roth IRA is a government-sponsored, after-tax retirement plan for individuals that accepts contributions of earned income annually. Earnings in this account are generally tax-free.

If your account representative charges certain fees that you wish to have deducted from your account, you will need to complete the Authorization for Payment of Management/Advisory Fees.

If you wish to have your cash balance invested automatically, you'll want to complete the Standing Purchase Instructions form.

If you are including a check with your application, you may wish to complete the Investment Authorization and Contribution Form as well.

If you are moving your Roth IRA from another custodian, you will need to complete the Transfer Form. Roth IRAs cannot accept rollover funds from employer plans.

Roth IRA Establishment Documents

Information for Beneficiaries ONLY: Inherited Checklist Form

IRA Fee Schedule

Roth IRA Amendment/Restatement to Stretch IRA
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Investment Authorization

Transfer Form (and Transfer Instructions)

Roth IRA Contribution Form

Standing Purchase Instructions

Authorization for Payment of Management/Advisory Fees