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SEP IRA Documents and Forms

A Simplified Employee Pension plan (SEP) is the simplest form of employer-sponsored retirement plan. It provides the small business owner with a low-cost alternative to the qualified profit sharing plan. With the SEP, an employer can help his/her employees save for retirement while securing immediate tax savings on the contribution made.

Employers: To establish a SEP IRA plan, complete the SEP IRA establishment documents for Employers. If you will be contributing to the SEP IRA, you must also complete a Traditional IRA establishment document.

Employees must complete the Traditional IRA establishment documents.

If your account representative charges certain fees that you wish to have deducted from your account, you will need to complete the Authorization for Payment of Management/Advisory Fees.

If you wish to have your cash balance invested automatically, you'll want to complete the Standing Purchase Instructions form.

SEP IRA Establishment Documents for Employers

Traditional IRA Establishment Documents for Employees

IRA Fee Schedule

Transfer Form (and Transfer Instructions)

Investment Authorization

IRA Contribution Form

Standing Purchase Instructions

Authorization for Payment of Management/Advisory Fees