SIMPLE
IRA Documents and Forms
The SIMPLE IRA is an employer-sponsored retirement
plan for small businesses that allows employees to make elective
contributions and requires employers to make matching or non-elective
contributions. Employers must complete the 5304-SIMPLE forms to establish
the plan for the business.
Employers: To establish a SIMPLE IRA, complete
the SIMPLE IRA establishment documents for Employers (5304-SIMPLE).
Employees must complete the SIMPLE IRA establishment
documents including the SIMPLE IRA Application and 5305-SA Custodial
Account Agreement.
If a check is being included with the application,
you may wish to complete the Investment Authorization and IRA Contribution
Form.
If you are moving your SIMPLE IRA account
from another custodian, you will need to complete the Transfer Form.
If you would like to instruct us to purchase
mutual funds and/or variable annuities on a periodic basis for your
account, you will need to complete the Standing Purchase Instructions.
SIMPLE
IRA for Employers (5304-SIMPLE)
Simple
IRA Establishment Documents for Employees (Application and 5305-SA
Custodial Account Agreement)
Information
for Beneficiaries ONLY: Inherited Checklist Form
IRA
Fee Schedule
SIMPLE
IRA Amendment/Restatement to Stretch IRA
» More
information
Investment
Authorization
Transfer
Form (and Transfer Instructions)
Standing
Purchase Instructions
IRA
Contribution Form
Authorization
for Payment of Management/Advisory Fees
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